Private Wealth Adviser/Dealers Assistants positions at Shaw and Partners News05 May 2021

Working as an integral part of our Adelaide Office Team, the primary role is to assist a team of experienced and successful Senior Investment Advisers. Duties include but are not limited to:

 

  • Administration support to advisers and clients.
  • Responding to client queries and requests both written and verbal.
  • Open and maintain client accounts (equities, international, SMA’s) and ensure all information is accurate and meets minimum regulatory obligations.
  • Assist in preparing and sending client reports, portfolio reviews and presentations.
  • Prepare Deceased Estates, Change of Trustee and Stock Transfer documentation.
  • Assisting with the acceptance and allocation of Corporate Actions, such as Placements and New Issues.
  • Liaise with back office and share registries regarding client queries.
  • Placing Buy/Sell execution only orders in the market as requested by clients or advisers.
  • Ensuring trades are settled, monitoring daily equity debtors.
  • Ad hoc duties as requested by Advisers. 
  • General Office & housekeeping duties ensuring the smooth running of the Office & team environment.

The successful candidate will have

  • Minimum 2-3 years experience in an administration/PA/support/operations role within financial services.
  • Experience in a stockbroking environment is highly desirable.
  • RG146 accreditation is desirable.
  • Excellent written and verbal communication skills.
  • Ability to work under pressure and display resilience.
  • Exceptional organisational skills and the ability to work effectively within a small team.
  • Professional and positive attitude towards work & ability to build rapport quickly.
  • Exceptional attention to detail and analytical skills.
  • Strong excel, word, powerpoint and outlook skills.

 

Interested candidates should submit their CV via email attention to: The Hiring Manager – Adelaide Adviser/Dealers Assistant at [email protected]

 

Shaw and Partners

Shaw and Partners is a leading wealth manager and corporate advisery business with over $24 billion of clients’ investable assets under advice (April 2021). 

 

Shaw and Partners is 75% owned by EFG International, a global private banking group listed on the Swiss exchange with $200 billion in assets under management. Our relationship with EFG gives us access to 40+ offices globally in leading investment centres.

 

Find out more about Shaw and Partners visit www.shawandpartners.com.au



Related Articles
News09 Jun 2021 Shaw and Partners Investment Outlook presentation in Perth
On Tuesday 8th June 2021, Shaw and Partners had the pleasure of hosting over 130 professional investors and high net worth clients at The Ritz-Carlton Hotel in Perth for the exclus... Read More
News09 Jun 2021 Shaw and Partners appointed as Sole Lead Manager to the proposed IPO of East 33
Shaw and Partners is delighted to be appointed as Sole Lead Manager to the proposed IPO of East 33.   The company is seeking to raise approximately $32 million at $0.20 per share... Read More
News03 Jun 2021 Shaw and Partners Brand Ambassadors Ali Day and Georgia Miller visit NRL squad training session
Shaw and Partners Brand Ambassadors and professional Ironman and Ironwoman champions Ali Day and Georgia Miller mixed up their training regime this morning at Sydney Academy of Spo... Read More
News02 Jun 2021 Shaw and Partners appointed as Joint Lead Manager to the ANZ Capital Notes 6 offer
On 1 June 2021, Australia and New Zealand Banking Group (ANZ) announced its intention to raise $1 billion through the offer of ANZ Capital Notes 6, with the ability to raise more o... Read More
A - Z  % Change  
{{data.Symbol}} {{data.CompanyName}} {{data.Close}} {{data.AsAt | date :'shortTime'}} {{data.Movement | number : 2}} {{data.MovementPercent | number: 2}}%