Practice Development Manager at Shaw and Partners News15 Apr 2021

Shaw and Partners is seeking a highly motivated and detail-orientated Practice Development Manager to manage compliance and assurance activities for the Melbourne office. The role is full time, based in our new offices in Melbourne and reports directly to the Chief Compliance Officer.

Your role will provide direct support to the Melbourne State Manager and ~40 financial advisers in meeting applicable regulatory obligations relating to the provision of financial advice, driving best practice across the Melbourne office. Key responsibilities will include completing regular reviews of advice records including SOAs and ROAs, developing and implementing a review and support plan for Melbourne-based financial advisers, answering ad hoc compliance queries and providing training on regulatory issues.

The successful candidate will:
- Have at least 2 years’ experience of compliance in a similar financial services organisation;
- Be highly motivated;
- Have a strong understanding of Australian financial services laws including those relating to the provision of advice; and
- have excellent written and verbal communication skills.

To find out more about this opportunity please email a copy of your CV and a cover letter addressed Jon Taylor at [email protected]

Related Articles
News26 Jul 2021 Dubber in $110m raising for M&A via Shaw and Partners, Barrenjoey
Call recording and voice intelligence software company Dubber Corp is seeking to raise $110 million in a deal at $2.95 a share.   The deal was structured as a placement and price... Read More
News22 Jul 2021 Xpansiv trades in Shaw and Partners, Barrenjoey for raising
The young and the old are set to join forces for ESG-inclusive commodities marketplace Xpansiv’s latest capital raise, with Barrenjoey and Shaw and Partners rustling up interest in... Read More
News22 Jul 2021 Shaw and Partners appointed as Lead Manager to a capital raising by Friesian
Shaw and Partners is pleased to be appointed as Lead Manager to a capital raising by Friesian.    Friesian is seeking to raise $6.0m ordinary equity and $5.0m unsecured 7.0% note... Read More
News13 Jul 2021 Shaw and Partners Melbourne office hosts Tony Rabah, Founder of the Male Hug
It's OK not to be OK! Shaw and Partners had the pleasure of hosting Tony Rabah, Founder of the Male Hug, in our Melbourne office today.    The Male Hug is a not for profit organi... Read More
A - Z  % Change  
{{data.Symbol}} {{data.CompanyName}} {{data.Close}} {{data.AsAt | date :'shortTime'}} {{data.Movement | number : 2}} {{data.MovementPercent | number: 2}}%