Practice Development Manager at Shaw and Partners News15 Apr 2021

Shaw and Partners is seeking a highly motivated and detail-orientated Practice Development Manager to manage compliance and assurance activities for the Melbourne office. The role is full time, based in our new offices in Melbourne and reports directly to the Chief Compliance Officer.

Your role will provide direct support to the Melbourne State Manager and ~40 financial advisers in meeting applicable regulatory obligations relating to the provision of financial advice, driving best practice across the Melbourne office. Key responsibilities will include completing regular reviews of advice records including SOAs and ROAs, developing and implementing a review and support plan for Melbourne-based financial advisers, answering ad hoc compliance queries and providing training on regulatory issues.

The successful candidate will:
- Have at least 2 years’ experience of compliance in a similar financial services organisation;
- Be highly motivated;
- Have a strong understanding of Australian financial services laws including those relating to the provision of advice; and
- have excellent written and verbal communication skills.

To find out more about this opportunity please email a copy of your CV and a cover letter addressed Jon Taylor at [email protected]

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